Keep up with compliance updates at HCUL Operations Compliance Seminar

on "May 05, 2021 2:37 pm"

The 2021 Operations Compliance Seminar will offer the latest updates and analyses of today’s most pressing issues in credit union compliance. 

small operations compliance seminar 

Operations Compliance Seminar
August 11-12, 2021 • Virtual
Registration Deadline:  July 22, 2021

Register here

Compliance hot topics include NCUA examination focus, CFPB hot spots, Bank Secrecy Act and OFAC updates, Regulation E error resolution, overdraft/courtesy pay programs under Regulation E and Truth-in-Savings, advertising, social media, and internal reviews and risk assessments.

There will be six 45-minute sessions followed by a 15-minute break between sessions and a 60-minute break for lunch each day.

Day 1 – Compliance Update 2021 – 4.5 hours

  • Compliance Hot Topics
  • NCUA Examination Focus
  • CFPB Hot Spots
  • BSA/OFAC Update

Day 2 – Operational Compliance Issues – 4.5 hours

  • Regulation E Error Resolution
  • Overdraft/Courtesy Pay Programs under Regulation E and Truth in Savings
  • Advertising and Social Media
  • Internal Reviews and Risk Assessments


About the speaker

Kristen

Kristen Tatlock is the senior compliance manager at Aux and a nationally-known speaker and compliance consultant with over 30 years of experience in credit union compliance. Tatlock assists credit unions with compliance issues ranging from advertising rules to bylaws, from Social Media compliance matters to Regulation Z, from Bank Secrecy Act to Fair Lending rules, and just about every regulation and compliance concern in between. Tatlock has earned Compliance and Bank Secrecy Act certifications from both national credit union trade associations. She regularly presents compliance training programs for national credit union organizations, state leagues and associations, and credit unions around the country. She has also edited and revised numerous compliance training courses and modules for CUNA CPD and has authored articles for various CUNA publications. Tatlock joined CU Service Network, now Aux, in April 2017 with the company’s acquisition of COMPASS 4 CUs, LLC. She had served as Vice President of that organization since February 2011.  Prior to that, she was the Director of Compliance and Regulatory Affairs at the Virginia Credit Union League for over 20 years.